-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JsORN6QW7H8t6LaxBF6JJ8ZgG4hNHLfHWgzHABIhHsS9e7W6FLQ7CF6wq2jllBNF EYItaIzWXy9X3Rrkz/qh3g== 0000902664-99-000087.txt : 19990215 0000902664-99-000087.hdr.sgml : 19990215 ACCESSION NUMBER: 0000902664-99-000087 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 GROUP MEMBERS: SUZANNE ZAK GROUP MEMBERS: ZAK CAPITAL INC GROUP MEMBERS: ZAK CAPITAL, INC. GROUP MEMBERS: ZAK MINOTAUR FUND, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MONDAVI ROBERT CORP CENTRAL INDEX KEY: 0000902276 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 942765451 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-42775 FILM NUMBER: 99535420 BUSINESS ADDRESS: STREET 1: 7801 ST HELENA HWY STREET 2: PO BOX 106 CITY: OAKVILLE STATE: CA ZIP: 94562 BUSINESS PHONE: 7072599463 MAIL ADDRESS: STREET 1: 7801 ST HELENA HWY CITY: OAKVILLE STATE: CA ZIP: 94562 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZAK CAPITAL INC CENTRAL INDEX KEY: 0001056476 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411866769 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BUTLER SQUARE BUILDING STREET 2: 100 N SIXTH ST SUITE 476A CITY: MINNEAPOLIS STATE: MN ZIP: 55403 BUSINESS PHONE: 6123328195 MAIL ADDRESS: STREET 1: BUTLER SQUARE BUILDING STREET 2: 100 N SIXTH ST SUITE 476A CITY: MINNEAPOLIS STATE: MN ZIP: 55403 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) Robert Mondavi Corporation (Name of Issuer) Class A Common (Title of Class of Securities) 609200100 (CUSIP Number) December 31, 1998 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [X] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) (Page 1 of 8 Pages) ________________ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) CUSIP No. 609200100 13G Page 2 of 8 Pages ____________________________________________________________________________ (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Zak Capital, Inc. 41-1866769 _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION Minnesota _____________________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER -0- SHARES ______________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 620,630 OWNED BY ___________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER -0- REPORTING ______________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 620,630 _____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 620,630 _____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.65% _____________________________________________________________________________ (12) TYPE OF REPORTING PERSON ** IA _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 609200100 13G Page 3 of 8 Pages ____________________________________________________________________________ (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Zak Minotaur Fund, L.P. 41-1909437 _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER -0- SHARES ______________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 8,800 OWNED BY ___________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER -0- REPORTING ______________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 8,800 _____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,800 _____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.11% _____________________________________________________________________________ (12) TYPE OF REPORTING PERSON ** PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 609200100 13G Page 4 of 8 Pages ____________________________________________________________________________ (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Suzanne Zak _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States _____________________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER -0- SHARES ______________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 629,430 OWNED BY ___________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER -0- REPORTING ______________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 629,430 _____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 629,430 _____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.76% _____________________________________________________________________________ (12) TYPE OF REPORTING PERSON ** IN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 609200100 13G Page 5 of 8 Pages This Amendment No. 1 to the Schedule 13G initially filed on June 17, 1998, relating to Class A Common Stock issued by Robert Mondavi Corporation (the "Company"), is being filed for (i) Zak Capital, Inc. pursuant to Rule 13d-1(b), and for (ii) Zak Minotaur Fund, L.P. and (iii) Suzanne Zak pursuant to Rule 13d-1(c). Item 1(a). Name of Issuer: The name of the issuer is Robert Mondavi Corporation. Item 1(b). Address of Issuer's Principal Executive Offices: The Company's principal executive offices are located at 7801 St. Helena Highway, Oakville, CA 94562. Item 2(a). Name of Person Filing: This statement is filed by: (i) Zak Capital, Inc., a registered investment adviser, with respect to the shares of common stock held in discretionary accounts managed by it; (ii) Zak Minotaur Fund, L.P., a Delaware limited partnership, with respect to the shares of common stock beneficially owned by it; and (iii) Suzanne Zak, an individual, with respect to the shares of common stock beneficially owned by each of Zak Capital, Inc. and Zak Minotaur Fund, L.P. The foregoing persons are hereinafter collectively referred to as the "Reporting Persons". Any disclosures herein with respect to persons other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party. Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of each of the Reporting Persons is 100 N. Sixth Street, Ste. 476A, Minneapolis, MN 55403. Item 2(c). Citizenship: Zak Capital, Inc. is a Minnesota corporation; Zak Minotaur Fund, L.P. is a Delaware limited partnership; and Suzanne Zak is a citizen of the United States. Item 2(d). Title of Class of Securities: Class A Common CUSIP No. 609200100 13G Page 6 of 8 Pages Item 2(e). CUSIP Number: 609200100 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940, (e) [X] Investment Adviser in accordance with Rule 13d-1 (b)(1)(ii)(E), (f) [ ] Employee Benefit Plan or Endowment Fund in accordance with 13d-1 (b)(1)(ii)(F), (g) [ ] Parent Holding Company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G), (h) [ ] Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) [ ] Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940, (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. The percentages used in this Item 4 are calculated upon 8,107,757 shares of Class A Common Stock issued and outstanding as of October 31, 1998, as reported in the Company's Form 10-Q for the period ending September 30, 1998. A. Zak Capital, Inc. (a) Amount beneficially owned: 620,630 (b) Percent of class: 7.65% (c)(i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 620,630 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 620,630 CUSIP No. 609200100 13G Page 7 of 8 Pages B. Zak Minotaur Fund, L.P. (a) Amount beneficially owned: 8,800 (b) Percent of class: 0.11% (c)(i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 8,800 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 8,800 C. Suzanne Zak (a) Amount beneficially owned: 629,430 (b) Percent of class: 7.76% (c)(i) Sole power to vote or direct the vote: -0- (ii) Shared power to vote or direct the vote: 629,430 (iii) Sole power to dispose or direct the disposition: -0- (iv) Shared power to dispose or direct the disposition: 629,430 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Suzanne Zak, the chief executive officer of Zak Capital, Inc. and the managing member of the general partner of Zak Minotaur Fund, L.P., has the power to direct the affairs of Zak Capital, Inc. and Zak Minotaur Fund, L.P., including decisions respecting the disposition of proceeds from the sale of the Common Stock. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. See Item 2. Item 9. Notice of Dissolution of Group. Not applicable. CUSIP No. 609200100 13G Page 8 of 8 Pages Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: February 11, 1999 /s/ Suzanne Zak Suzanne Zak, individually, and as chief executive officer of Zak Capital, Inc. and as managing member of Zak Partners, LLC, general partner of Zak Minotaur Fund, L.P. -----END PRIVACY-ENHANCED MESSAGE-----